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Coffee & Regs

CSS (Compliance Solutions Strategies)

A CSS RegTech podcast series on moving from a tactical to strategic approach to regulatory compliance. The global regulatory space is complex and fragmented. Financial firms can address this problem through tactical responses to regulatory deadlines or think more strategically on how to optimize their compliance data, operations and technology. The Compliance Solutions Strategies weekly podcast features regulatory experts, former Chief Compliance Officers, cybersecurity specialists, industry partners and RegTech collaborators to help prepare investment management firms for changes on the regulatory horizon.
Episodes
Investment Monitoring Rewind & 2022 PreviewDecember 27, 2021 Episode artwork Evolutionary Changes in Regulatory Compliance in 2022December 20, 2021 Episode artwork Trends in Transaction Reporting in 2022December 13, 2021 Episode artwork The Perfect Storm – PRIIPs and SFDR in 2022December 06, 2021 Episode artwork What’s Next for Cybersecurity in 2022?November 29, 2021 Episode artwork Special Episode with the Deputy Commissioner, Securities Division of the Vermont Department of Financial RegulationNovember 22, 2021 Episode artwork PRIIPs Delay, But Not Implementation DelaysNovember 15, 2021 Episode artwork CCOs & ESG – Preparing Now for What’s Next November 08, 2021 Episode artwork Cybersecurity Training, Talent and DiversityNovember 01, 2021 Episode artwork An ESG Fireside Chat with KPMG’s Kay Swinburne October 25, 2021 Episode artwork Digital Assets: Trading & Compliance for CryptocurrencyOctober 18, 2021 Episode artwork Shareholding Disclosure Rules for Managed Holdings October 11, 2021 Episode artwork Cybersecurity Awareness Month – Reducing Cyber Incidents Through Vendor Due Diligence October 04, 2021 Episode artwork Regulator Insights & SEC Exam Priorities September 27, 2021 Episode artwork The Latest News & Analysis on the PRIIPs RTSSeptember 20, 2021 Episode artwork Mythbusting ESG & FAQs Part 2September 13, 2021 Episode artwork Mythbusting ESG & FAQs Part 1September 06, 2021 Episode artwork SFDR Level 2 RTS Delays and Latest Developments August 30, 2021 Episode artwork The Mood of Compliance August 23, 2021 Episode artwork The RIA Wild West of Going Independent August 16, 2021 Episode artwork Preparing Private Funds for the Marketing Rule August 09, 2021 Episode artwork Code of Ethics: A Win-Win-Win for Compliance, Employees and the SECAugust 02, 2021 Episode artwork Data Privacy & Building Compliance into the Product Development LifecycleJuly 26, 2021 Episode artwork EMIR REFIT & Regulatory HarmonizationJuly 19, 2021 Episode artwork Ransomware Attacks – Cybersecurity Concerns & Best Practices to Mitigate RiskJuly 12, 2021 Episode artwork